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Chapter 7

Financial Forecasting & Modeling

Translate strategy into numbers: a defensible 3-statement model, scenarios, break-even, and ratios that withstand scrutiny.

From Business Plan Essentials: How to Write a Business Plan

What This Chapter Covers

This chapter turns assumptions into a coherent financial model that lenders, investors, and immigration officers can test. You’ll build integrated Income Statement, Balance Sheet, and Cash Flow projections, plus a dashboard of KPIs, ratios, and scenarios that align directly with your operating plan.

Model Architecture

  • Drivers Sheet: volumes, price, mix, ramp-up, churn, utilization, store count, seasonality.
  • Revenue Build: top-down TAM/SAM/SOM cross-checked with bottom-up funnel or capacity math.
  • COGS & Gross Margin: unit economics, waste/shrink, freight, payment fees.
  • Opex: fixed vs variable, staffing plan with start dates, marketing by channel, SaaS/tools.
  • Capex & Depreciation: leaseholds, equipment, vehicles; useful life & method.
  • Working Capital: AR days, AP days, inventory turns, deferred revenue rules.
  • Financing: loan schedule (rate, amort, fees), covenant tests; equity tranches.

Three-Statement Integration

  • P&L: revenue → gross profit → EBITDA → EBIT → EBT → Net Income.
  • Balance Sheet: cash, AR, inventory, prepaids, PP&E, AP, debt, equity.
  • Cash Flow: operating (NI + non-cash – working capital), investing (capex), financing (debt/equity).
Reviewer lens: If P&L shows growth while inventory and AR don’t expand, or staffing in Ops doesn’t match salaries in P&L, you’ll lose credibility. Reconcile every section.

Break-Even & Unit Economics

  • Contribution Margin (CM): price – variable cost per unit.
  • Break-Even Units: fixed costs ÷ CM.
  • Payback: initial outlay ÷ monthly free cash flow.
  • LTV/CAC: for recurring models; retention, gross margin, and CAC recovery months.

Sensitivity & Scenarios

  • One-way sensitivities: price ±5–10%, volume ramp, COGS inflation, wage increases, FX.
  • Multi-scenario set: Conservative / Base / Upside with explicit assumptions.
  • What-if tests: slip of go-live by 2 months; loan rate +200 bps; churn +1pp.
  • Cash runway: months until minimum cash; earliest breach and mitigation.

Ratios & Covenants

Metric Formula Signals
Gross Margin % (Revenue – COGS) ÷ Revenue Pricing power / input cost control
EBITDA Margin % EBITDA ÷ Revenue Operating efficiency
Current Ratio Current Assets ÷ Current Liabilities Liquidity buffer
Debt Service Coverage (DSCR) EBITDA ÷ Debt Service Loan safety; target ≥ 1.25× (typical)
Leverage Net Debt ÷ EBITDA Solvency & risk
Cash Conversion Cycle DIO + DSO – DPO Working capital efficiency

Funding Ask & Use of Proceeds

  • Total Need: capex + working capital + contingency + fees – owner equity.
  • Structure: term loan, line of credit, equipment financing, equity.
  • Use of Funds: itemized and dated; tie to milestones (site, hires, marketing launch).
  • Repayment Plan: amortization, DSCR headroom, covenant compliance over time.

Model Governance

  • Version control & audit trail of key changes.
  • Assumption register with sources and dates.
  • Error checks: balance ties, sign tests, circularity flags.
  • Outputs: PDF pack (exec summary, 3 statements, charts, ratios, scenarios).
Download the 3-Statement Model Template

Driver-based revenue, staffing, capex, and covenant tracker included.

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